Policies written for the application often drift from what the team actually does. A Health Check tests the framework against your real files and alerts, then gives you a remediation plan ranked by regulatory risk and effort, not a list of 120 equal findings.
Sound familiar?
- Your first regulatory inspection or external AML audit is coming up.
- A banking partner or auditor has raised concerns about your controls.
- You have grown quickly and are not sure the risk assessment still matches the business.
- A new MLRO wants an independent baseline before taking ownership.
What you leave with
A clear picture of where you stand, evidence that you looked, and a roadmap your team can execute in order.
Who it is for
- Licensed EMIs, PIs and CASPs
- Firms facing an inspection or audit
- Incoming MLROs and Heads of Compliance
Options and prices
AML/CTF Health Check
€3,500
A structured review of your AML/CTF framework with a prioritised remediation roadmap.
- Review of business-wide risk assessment, AML policy and procedures
- Sample testing of 15 customer files and 10 alerts
- Gap analysis against the rules that apply to you
- Remediation roadmap ranked by regulatory risk and effort
- Kick-off and findings sessions
Full Compliance Health Check
From €7,500
AML/CTF plus governance, outsourcing, ICT/DORA and conduct, sized to your firm.
- Everything in the AML/CTF Health Check
- Governance and three-lines-of-defence assessment
- Outsourcing and ICT risk (DORA) review
- Policy library review
- Board-ready findings report
How it works
- Scoping and document request A short kick-off to agree scope, then a document request list tailored to your model.
- Review and file testing We review the framework and test samples of customer files and alerts against your own procedures.
- Findings session We walk through the findings with you before the report is final, so nothing in it surprises you.
- Roadmap A remediation roadmap ranked by risk and effort, with owners and suggested deadlines.
Questions
Is this an audit?
It is an independent review, not a statutory audit or an assurance opinion. Many firms use it to prepare for one.
How long does it take?
The AML/CTF Health Check takes three to four weeks from receiving your documents.
Can you help fix what you find?
Yes, as a separate remediation project or through ongoing support. You are under no obligation to use us for it.